Name
Email
Tel.

852 -
65 -
86 -
853 -
886 -


Main Account Holder
Joint Account Holder 1
Joint Account Holder 2
Joint Account Holder 3
Gender
  • Must be filled
  • Name in English
  • English name must be filled
  • Name in Chinese
    Residential Addresss
  • Must be filled
  • My Residence is
  • Must be filled
  • Date of Birth:
    /
    /
    Country of Birth
    Nationality
    HKID No.
  • The HKID is not valid
  • ORPassport No. & Country of Issue
    Education Level
  • Must be filled
  • Are you a foreign tax resident?
  • Marital Status
  • Relationship with Main

  • Employer
    I am
  • Nature of Business
    Position
    Year of service with Employer
    Business Address
    Phone No.
  • Must be filled
  • -
    Fax No.
    -
    Email Address
  • Must be filled
  • Select the most appropriate one
    Investment Objective
    Investment ExperienceLess than 1 year1 Year
    Equities / Debentures
    Warrant/Stock Options/Futures
    Forex
    Precious metals (e.g. Gold)
    Mutual Funds / Unit Trust
    Hedge Funds
    Structured Investment Products
    Fixed Income Securities (e.g. Bonds)
    Others
    Level of risk taking
    Annual Income (HKD)
    Liquid Asset (HKD)
    Expected source of funding
    Other Accounts
    Account Name
    Account No.
    Trading Authorization
    Will the account be traded by other person(s) on your behalf?

    Person(s) ultimately responsible for giving instructions in relation to transactions to be conducted through the account is/are:
    Name
    Contact No.


    I/We confirm that we are/are not/I am/am not related to any of your directors, officers or employees.
    Please state:
    Name
    Name
    I confirmed that we are/are not related to the senior management or director or management shareholder or controlling shareholders of any listed company whose shares are traded on any exchange including Hong Kong.
    Please state:
    Name
    Name
    I confirmed that I am/am not an employee or consultant of a member of the Hong Kong Exchange and Clearing Limited / Licenced Securities/Futures Dealer.
    Name of Member / Securities / Futures Dealer
    Please provide your employer consent letter.
    All written instructions for this account have to be given by all account holders unless you sign and indicate your choice below.
    of us
    Information of an individual margin client with related margin client
    (for margin account only)
    If you are married, please state whether your spouse has opened related margin account with UOB Kay Hian (Hong Kong) Limited.
    Name of spouse
    Account No.
    Are you alone in control of 35% or more of the voting rights of related margin account opened with UOB Kay Hian (Hong Kong) Limited?
    Please provide related margin account number and name of account holder:
    Name of account holder
    Account No.
    Are you with your spouse together in control of 35% or more of the voting rights of related margin account opened with UOB Kay Hian (Hong Kong) Limited?
    Please provide related margin account number and name of account holder:
    Name of account holder
    Account No.

    Address:
  • Price Quote Services (Choose either one)
    Hong KongUS


    A Shares
    Remarks: Real-time streaming service fee will be deducted from your account on the 1 st of each calendar month.
    Details of the applicant’s bank account for payment of money (if any) by “UOB” to the applicant
    (The bank account’s beneficiary must have the same name as the account holder of this account)
    Name of Banker
    Account No.
    Not Allowed
    :
    You have entered the following:
    Name in English:
    Name in Chinese:
    Gender:
    Residential Address:
    The residence is
    Date of Birth:
    Country of Birth:
    Nationality:
    US Tax No:
    HKID No.:
    Passport No. & Country of Issue:
    Marital Status:
    Employer:
    Employment:
    Nature of Business:
    Position:
    Year of service with Employer:
    Business Address:
    Phone No.:
    Fax No.:
    Email Address:
    Banking Information
    Details of the applicant's bank account for payment of money (if any) by “UOB” to the applicant
    Name of Banker:
    Bank Account Name:
    Account No.:


    Others
    Receive statement through
    Also applies for:
    Please proceed if the above information is correct.
    If not, please modify the incorrect items in the previous pages.

    Terms and Conditions - For equities (cash & margin), stock options & internet trading

    Terms and Conditions - Futures
    Please allow us to ask you a few more questions:
    I Advertising and Promotion
    1. Have you noticed UOB's advertisements in the channels below? (You may select more than one)
    (You may select more than one)
    Online PlatformsTransportationOther Media




















    2. Have you visited UOB Kay Hian's website?
  • 3. Have you participated in any seminars/ courses held by UOB Kay Hian?
  • II Reading Habits
    Which platform do you visit most often to obtain finance or investment information?
    (You may select more than one)
    Please specify:

    Please specify:

    Please specify:

    Please specify:

    Please specify:

    Please specify:

    Please specify:
    III From which avenue(s) do you know about UOB Kay Hian?
    (You may select more than one)







    Your application is going to be completed, please download and sign the Client Information Statement.
    Come to our head office and sign the application form personally.
    Please bring along:
    1. HKID card or photocopy of Passport
    2. Proof of home address within last 3 months (e.g. utilities or telephone bills, bank statements, etc.)
    3. Consent letter from your employer if you work in a licensed corporation
    Please mail to us with the following supporting document.
    1. Application form with signature
    2. Photocopy of Identity Card or Passport
    3. Proof of home address within last 3 months (e.g. utilities or telephone bills, bank statements, etc.)
    4. A cheque payable to “UOB Kay Hian (Hong Kong) Limited” for a minimum of HKD$10,000. The cheque should bear your name as shown in your Hong Kong ID card(s) or Passport(s) drawn on your account with a Hong Kong licensed bank and identical signature to that on the Application Form.
    5. Consent letter from your employer if you work in a licensed corporation
    Applicant Name:
    Email:
    Contact:
    Branch:
    First Choice:
    Second Choice:
    Thank you for opening account with us. Below is your application details:
    Reference number:
    Nature of Account:
    Type of Account:
    Application Method:
    Appointment Time:18/6/2012 (Mon) 16:30-17:00
    19/6/2012 (Tue) 16:30-17:00
    Address:15/F, Aon China Building, 29 Queen’s Road Central, Hong Kong
    You can download your Client Information Statement at here

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